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Registrant MSRB
WebInformation on the broker-dealer registration process is provided below. If you are not certain, you may want to review SEC interpretations, consult with private counsel, or ask for advice from the SEC's Division of Trading and Markets by calling (202) 551-5777 or by sending an e-mail to [email protected]. WebBroker Dealer in United Kingdom, Europe Magellan Capital Broker Dealer in United Kingdom, Europe Marex Group Broker Dealer in United Kingdom, Europe Pritchard … fixation tirefond
List of market makers and authorised primary dealers - FCA
Web12 okt. 2024 · Broker-Dealers. The Securities Exchange Act of 1934 ("Exchange Act" or "Act") governs the way in which the nation's securities markets and its brokers and … WebA map for all active broker-dealers in the United States and five major cities based on main office location. Also includes business lines and other stats of active broker dealers. About SIFMA SIFMA is the voice of the U.S. securities industry. We advocate for effective and resilient capital markets. Read more about SIFMA WebBD Firm Data Firm types by channel including wirehouse, independent, traditional, and insurance broker-dealer Retail vs institutional Size of firm including number of reps and offices Dually-registered firms Clearing firms Empower your wholesalers and recruiters. fixation tissue